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CCFA 600. Ethics in Finance.

Credits: 1.5
Offered by: Administration & Governance (School of Continuing Studies)
Terms offered: Winter 2026
View offerings for Winter 2026 in Visual Schedule Builder.

Description

Study of the Code of Ethics and Standards of Professional Conduct of Chartered Financial Analyst (CFA) Institute. Topics include professionalism and the integrity of capital markets, duties to clients and employers, investment analysis and recommendations, conflicts of interest, and responsibilities of CFA members and candidates.
  • Restriction: Not open to students who have taken CCFA 500.

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